ROGERS, Circuit Judge and WILLIAMS, Senior Circuit Judge:
In Freeman v. United States, ___ U.S. ___, 131 S.Ct. 2685, 180 L.Ed.2d 519 (2011), the Supreme Court held that the district court is not categorically barred from reducing a defendant's sentence under 18 U.S.C. § 3582(c)(2) where the defendant entered into a plea agreement pursuant to Federal Rule of Criminal Procedure 11(c)(1)(C). The decision was splintered, however, with the plurality and concurring opinions adopting different reasoning. Prior to Freeman, the district court denied Ricardo Epps' § 3582(c)(2) motion for a reduction of his Rule 11(c)(1)(C) sentence. United States v. Epps, 756 F.Supp.2d 88 (D.D.C.2010). Epps appeals, contending that there is no controlling opinion in Freeman and that because the district court (as well as the Rule 11(c)(1)(C) agreement) relied upon the crack-cocaine Guidelines range when determining whether to accept the stipulated sentence, his sentence was imposed "based on" the Guidelines range and the district court was authorized under § 3582(c)(2) to reconsider and reduce his sentence in light of the Sentencing Commission's reduction of the sentencing range applicable to him. For the following reasons, we reverse and remand the case to the district court.
On October 29, 1999, Epps was sentenced to 188 months' imprisonment for violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(A)(iii), and 846 and, in view of the quantity of illegal drugs for which he was responsible, to five years' supervised release, see id. § 841(b)(1)(A)(viii). Epps had entered a Rule 11(c)(1)(C) plea agreement.
On October 16, 2008, Epps filed a motion to reduce his sentence pursuant to 18 U.S.C. § 3582(c)(2)
As a threshold matter, the government maintains, on three grounds, that this court lacks jurisdiction now that Epps has completed his period of imprisonment and commenced his five-year term of supervisory release that is mandatory.
Before § 841 was amended in 2002, the circuits were split on the relationship between two provisions prescribing the terms of supervised release for overlapping categories of felonies. In 18 U.S.C. § 3583(b)(2), Congress stated that "[e]xcept as otherwise provided, the authorized terms of supervised release are... for a Class C or Class D felony, not more than three years." But in 21 U.S.C. § 841(b)(1)(A) (1994), which applied to Epps at the time of his Rule 11(c)(1)(C) plea agreement, Congress described the appropriate term of supervised release as follows: "Any sentence under this subparagraph shall ... impose a term of supervised release of at least 5 years in addition to such term of imprisonment." This led courts to take conflicting views on which statutory provision prevailed when both were applicable to a defendant being sentenced. Compare, e.g., United States v. Kelly, 974 F.2d 22, 24 (5th Cir.1992) (three years is the maximum term), with United States v. Garcia, 112 F.3d 395, 397-98 (9th Cir.1997) (term of supervised release can be greater than three years). In 2002, Congress resolved the uncertainty between § 3583's ceiling and § 841's floor in favor of § 841, rendering § 841(b)(1)(A) to read: "Notwithstanding section 3583 of Title 18, any sentence under this subparagraph shall ... impose a term of supervised release of at least 5 years in addition to such term of imprisonment." Id. (emphasis added). In United States v. Johnson, 331 F.3d 962, 967 n. 4 (D.C.Cir.2003), this court noted both the circuit split and that after the 2002 amendment the term of supervised release for a § 841 conviction can exceed three years, see also H.R. CONF. REP. NO. 107-685, at 188-89 (2002).
The government's position that Congress's clarification of the § 3583/§ 841 conflict removed the district court's discretion in determining the length of Epps' term of supervised release assumes (without discussion) that the 2002 amendment to § 841 was retroactive. Yet "the presumption against retroactive legislation is deeply rooted in our jurisprudence, and embodies a legal doctrine centuries older than our Republic." Landgraf v. USI Film Products, 511 U.S. 244, 265, 114 S.Ct. 1483, 128 L.Ed.2d 229 (1994). Indeed, the Court recently reiterated its commitment to the "deeply rooted presumption against retroactive legislation" in Vartelas v. Holder, ___ U.S. ___, 132 S.Ct. 1479, 1484, 182 L.Ed.2d 473 (2012). In Justice Story's classic formulation, an act is impermissibly retroactive "when such application would ... `attac[h] a new disability, in respect to transactions or considerations already past.'" Id. at 1486-87 (quoting Soc'y for Propagation of Gospel v. Wheeler, 22 F. Cas. 756, 767 (1814)). Although deriving from constitutional principles including the Ex Post Facto Clause, the Contract Clause, and the Due Process Clause of the Fifth Amendment, see id. at
The § 3583/§ 841 clash was unresolved in this circuit at the time of the 2002 amendment to § 841. The Supreme Court, however, as it noted in Vartelas, had applied the principle against retroactivity in INS v. St. Cyr, 533 U.S. 289, 121 S.Ct. 2271, 150 L.Ed.2d 347 (2001), to justify a prospective-only interpretation of a statute that replaced a discretionary decision with an automatic negative.
In Johnson, 331 F.3d at 967 n. 4, this court did not wade into the circuit split to harmonize the apparent conflict between the statutes before 2002, nor has it subsequently done so; we need not do so now. The government's reliance on United States v. Lafayette, 585 F.3d 435 (D.C.Cir. 2009), for the proposition that this court has already decided that the five-year term of supervised release is mandatory is misplaced. Although Lafayette was sentenced and resentenced under § 841 prior to the 2002 amendment, the court neither addressed the problematic retroactivity questions with respect to the appropriate term of supervised release nor acknowledged the circuit split; the parties' briefs did not refer to the split. See Brief of Appellant, United States v. Lafayette, 2008 WL 6742228 (focusing on "the inaccurate and unlawful calculation" of defendant's prison sentence as leading to erroneous term of supervised release); Brief of Appellee, United States v. Lafayette, 2009 WL 2633676 (focusing on distinction between supervised release term and imprisonment term). Here, as in Lafayette, the issue of resolving the pre-2002 amendment circuit split regarding the proper interpretation of § 841 and its relationship to § 3583 has not been briefed, and the question can be determined by the district court when it addresses Epps' pending § 3583 motion, see Appellant's Supp. Br. at 2-3, or some successor motion. The point is simply that the 2002 amendment's prospective application means that reduction of Epps' term of imprisonment would, as he maintains, enhance his prospect for securing a similar reduction in his term of supervised release because the district court's discretion in determining the length of his supervised release is unaffected by the 2002 amendment. See U.S.S.G. § 1B1.10.
Additionally, 18 U.S.C. § 3583(e)(2) provides an avenue by which the district court "may modify, reduce, or enlarge the conditions of supervised release, at any time prior to the expiration or termination of the term of supervised release." Id. (emphasis added). While Epps has moved for a § 3583(e)(1) termination, see Appellant's Supp. Br. at 2, nothing prevents him from moving, in the alternative, for a reduction pursuant to § 3583(e)(2). The only temporal restriction associated there is that the judicial action must occur, logically, prior to the term's termination or expiration. Epps is obviously within that term.
More substantively, that Epps over-served his sentence — as we must assume for jurisdictional arguments, see Am. Nat'l Ins. Co. v. FDIC, 642 F.3d 1137, 1139 (D.C.Cir.2011) — is of paramount importance to whether he should continue under supervised release for five years. In Bundy the court relied on Burkey for the proposition that challenges such as Epps' are necessarily moot upon a defendant's release from prison. Burkey, in turn, purports to apply Supreme Court precedents on the extent to which courts will presume "collateral consequences" in comparable cases. The cases considered in Burkey are not comparable. In Sibron v. New York, 392 U.S. 40, 88 S.Ct. 1889, 20 L.Ed.2d 917 (1968), the (alternative) holding was that a defendant's challenge to his conviction is not mooted by his release; the prospect that the conviction would have "collateral consequences," such as impeachment of his character in a later criminal trial, was sufficient. Id. at 54-56, 88 S.Ct. 1889. En route to this conclusion the Court summarized Pollard v. United States, 352 U.S. 354, 77 S.Ct. 481, 1 L.Ed.2d 393 (1957), as a case where "the Court abandoned all inquiry into the actual existence of specific collateral consequences and in effect presumed that they existed." Sibron, 392 U.S. at 55, 88 S.Ct. 1889. Then, in Lane v. Williams, 455 U.S. 624, 102 S.Ct. 1322, 71 L.Ed.2d 508 (1982), the Court declined to apply Sibron in a case where the defendant challenged imposition of a mandatory parole term (on the ground that he had not been warned of this consequence of pleading guilty) that had expired by the time of the district court's final ruling. Finding no generally
Epps' case does not fit precisely into either the Sibron or the Lane-Spencer paradigm. Unlike in Sibron, Epps is not challenging his conviction; he is merely claiming the benefit of an opportunity to have his sentence retroactively reduced. But, because his five-year term of supervised release is still unserved, and because of the relationship between a prison sentence and supervised release (notwithstanding United States v. Johnson, 529 U.S. 53, 120 S.Ct. 1114, 146 L.Ed.2d 39 (2000)), there seems to be a very substantial likelihood that a ruling that Epps' incarceration should have been shorter would influence the district court's readiness to reduce his term of supervised release. Epps' circumstances thus differ from those examined in Lane and in Spencer.
At least two courts of appeals clearly regard the enhanced prospects for a reduced term of supervised release under § 3583 as adequate to hold non-moot a released prisoner's claim to a lesser period of incarceration: the Second Circuit in Levine v. Apker, 455 F.3d 71, 76-77 (2d Cir.2006), held that the prospect renders non-moot a released prisoner's challenge to a Bureau of Prisons regulation cutting off his change of placement in a half-way house, while the Ninth Circuit in Mujahid v. Daniels, 413 F.3d 991, 993-95 (9th Cir. 2005), viewed the prospect to render non-moot a prisoner's attack on the Bureau's "good time" regulations. Similarly, the Fourth Circuit held in Townes v. Jarvis, 577 F.3d 543, 546-49 & n. 3 (4th Cir.2009), relying on Levine and Mujahid, that a prisoner's challenge to a finding of parole ineligibility was not moot due to the likelihood that a favorable ruling would yield a reduction in ongoing parole. Against these cases, Burkey's assertion that "[w]here ... the appellant is attacking a sentence that has already been served, collateral consequences will not be presumed, but must be proven," 556 F.3d at 148, is overbroad and suggests a failure to focus on the distinctive features of the cases on which it relied.
This court has not yet weighed in on the subject of whether a defendant's motion for a sentence reduction under § 3582(c)(2) is rendered moot upon completion of his term of imprisonment (beyond our unpublished treatment in Bundy), but the logic of Levine and Mujahid seems far more persuasive than that of Burkey. Our conclusion that Epps is eligible for a reduced sentence under § 3582(c)(2), if it led to an actual sentence reduction, would necessarily inform the district court's evaluation of a motion for termination or reduction of his term of supervised release under § 3583(e)(1) or (e)(2). We note the Supreme Court in Johnson identified relief under § 3583(e)(1) or (e)(2) as potential means for addressing the injustice of a prisoner's being incarcerated beyond the proper expiration of his prison term. 529 U.S. at 60, 120 S.Ct. 1114.
In Freeman v. United States, ___ U.S. ___, 131 S.Ct. 2685, 180 L.Ed.2d 519 (2011), the Supreme Court addressed whether defendants sentenced in accordance with a Rule 11(c)(1)(C) plea agreement may be eligible for a reduction of sentence under § 3582(c)(2). A four Justice plurality held that "the text and purpose of the three relevant sources — the statute [i.e., the Sentencing Reform Act], the Rule, and the governing policy statements — require the conclusion that the district court has authority to entertain § 3582(c)(2) motions when sentences are imposed in light of the Guidelines, even if the defendant enters into an 11(c)(1)(C) agreement." Id. at 2693 (Kennedy, J., joined by Ginsburg, Breyer, and Kagan, JJ.). "In every case the judge must exercise discretion to impose an appropriate sentence. This discretion, in turn, is framed by the Guidelines." Id. at 2960. Rejecting the interpretation of the four Justices in dissent that a Rule 11(c)(1)(C) sentence is based only on the plea agreement and not the Guidelines, see id. at 2701 (Roberts, C.J., joined by Scalia, Thomas, and Alito, J.J., dissenting), the plurality explained that concern about upsetting the bargain struck between the defendant and the prosecutor "has nothing to do with whether a sentence is `based on' the Guidelines under § 3582(c)(2)." Id. at 2963. Further, such concern was "overstated" because "[r]etroactive reductions to sentencing ranges are infrequent, so the problem will not arise often," and "[m]ore important, the district court's authority under § 3582(c)(2) is subject to significant constraints, constraints that can be enforced by appellate review." Id.
In sum, the plurality held that "when a defendant enters into an 11(c)(1)(C) agreement, the judge's decision to accept the plea and impose the recommended sentence is likely to be based on the Guidelines; and when it is, the defendant should be eligible to seek § 3582(c)(2) relief." Id. at 2695. "Even where the judge varies from the recommended range ... if the judge uses the sentencing range as the beginning point to explain the decision to deviate from it, then the Guidelines are in a real sense a basis for the sentence."
In contrast, the concurring opinion adopted a different approach:
Freeman, 131 S.Ct. at 2695 (Sotomayor, J., concurring). This is so because a term of imprisonment imposed pursuant to a Rule 11(c)(1)(C) agreement is "`based on' the agreement itself, not on the judge's calculations of the Sentencing Guidelines." Id. Thus, the district court has jurisdiction to
Due to the fragmented nature of the Supreme Court's holding in Freeman, it is not immediately obvious whether the Court set a standard for evaluating whether sentences pursuant to Rule 11(c)(1)(C) agreements are eligible for § 3582(c)(2) reductions that is controlling on lower courts, or, if it did, what the precise contours of that standard are. In Marks v. United States, 430 U.S. 188, 97 S.Ct. 990, 51 L.Ed.2d 260 (1977), the Supreme Court instructed: "When a fragmented Court decides a case and no single rationale explaining the result enjoys the assent of five Justices, the holding of the Court may be viewed as that position taken by those Members who concurred in the judgments on the narrowest grounds." Id. at 193, 97 S.Ct. 990 (internal quotation omitted). The Court has subsequently recognized that this seemingly-simple rule is "more easily stated than applied," noting that "the Marks inquiry ... has so obviously baffled and divided the lower courts that have considered it" that it has created a "degree of confusion" such that it is not always "useful to pursue ... to the utmost logical possibility." Nichols v. United States, 511 U.S. 738, 745-46, 114 S.Ct. 1921, 128 L.Ed.2d 745 (1994); see also Grutter v. Bollinger, 539 U.S. 306, 325, 123 S.Ct. 2325, 156 L.Ed.2d 304 (2003). Parsing Freeman in light of Marks is required to distill what impact that precedent has in deciding Epps' appeal.
This court has interpreted Marks to mean that the narrowest opinion "must represent a common denominator of the Court's reasoning; it must embody a position implicitly approved by at least five Justices who support the judgment." King v. Palmer, 950 F.2d 771, 781 (D.C.Cir.1991) (en banc) (emphasis added). Stated differently, Marks applies when, for example, "the concurrence posits a narrow test to which the plurality must necessarily agree as a logical consequence of its own, broader position." Id. at 782 (emphasis added).
In King, the en banc court addressed the question of when counsel should receive a contingency enhancement under a fee-shifting statute in addition to the "lodestar" award computed by multiplying hours worked by a reasonable hourly fee. Id. at 775. The court thus had to assess whether there was sufficient common ground between the plurality opinion and the concurring opinion in Pennsylvania v. Delaware Valley Citizens' Council for Clean Air, 483 U.S. 711, 107 S.Ct. 3078, 97 L.Ed.2d 585 (1987) ("Delaware Valley II"), to control its decision. See King, 950 F.2d at 775. In the splintered decision in Delaware Valley II, the plurality concluded that contingency enhancements were appropriate only in "exceptional cases." 483 U.S. at 730, 107 S.Ct. 3078 (White, J., joined by Rehnquist, C.J., Powell and Scalia, J.J.). The concurring opinion, in contrast, concluded that "Congress did not intend to foreclose consideration of contingency in setting a reasonable fee," agreeing with the dissent's analysis on this point and with respect to the view that "compensation for contingency must be based on the difference in market treatment of contingent fee cases as a class, rather than on an assessment of the `riskiness' of any
Analyzing the precedential force of Delaware Valley II, the en banc court in King overruled a prior holding (and portions of prior cases) that had treated the concurring opinion as controlling under Marks. See King, 950 F.2d at 785. The en banc court noted that this circuit had not previously "focused on the fact that there are two analytically distinct questions involved in awarding a contingency enhancement" if its prior view of Delaware Valley II were perpetuated. Id. at 777. Reexamining Delaware Valley II, the en banc court concluded:
Id. at 782 (referencing Coolidge v. New Hampshire, 403 U.S. 443, 91 S.Ct. 2022, 29 L.Ed.2d 564 (1971), as an example). In sum, "all the analytically necessary portions of a Supreme Court opinion" must overlap in rationale in order for a controlling opinion to be discerned pursuant to Marks; if no such common rationale exists the Supreme Court precedent is to be read only for its persuasive force. Id. at 784. On the merits of whether an enhancement was available, the en banc court concluded there was "no practical middle ground between providing enhancements routinely and not providing them at all," and adopted a view similar to that of the plurality in Delaware Valley II that contingency enhancements were unavailable in this circuit, noting that "a majority of the Supreme Court clearly agrees that the question of attorney's fees must not turn into major litigation in itself." Id.
This court has not heretofore applied the Marks standard articulated by the en banc court in King to the splintered decision in Freeman. Most recently, the court applied the concurring opinion of Justice Sotomayor in a similar case, where a defendant, who had entered a Rule 11(c)(1)(C) plea agreement, had filed a motion to reduce his sentence under § 3582(c)(2), and where the parties agreed that the concurring opinion in Freeman controlled. In United States v. Duvall, 705 F.3d 479 (D.C.Cir.2013), the court affirmed the district court's decision that the defendant was ineligible for § 3582(c)(2) relief, stating: "For purposes of this appeal, both parties agree that Justice Sotomayer's opinion controls our analysis in light of the Supreme Court's decision in Marks v. United States, 430 U.S. 188, 193, 97 S.Ct. 990, 51 L.Ed.2d 260 (1977). Accordingly, we do not further address that question." Id. at 483. The concurring opinion discussed the en banc opinion in King, but concluded relief was unavailable in light of United States v. Berry, 618 F.3d 13
Under Marks then, we conclude that there is no controlling opinion in Freeman because the plurality and concurring opinions do not share common reasoning whereby one analysis is a "logical subset," King, 950 F.2d at 781, of the other. The plurality opinion rejects the concurring opinion's approach, stating its rationale is fundamentally incorrect because § 3582(c)(2) "calls for an inquiry into the reasons for a judge's sentence, not the reasons that motivated or informed the parties." Freeman, 131 S.Ct. at 2694 (plurality opinion). Although suggesting the approach in the concurring opinion is an "intermediate position," id., the plurality understands the reasoning of the concurrence — that courts should examine the intent of the parties to a Rule 11(c)(1)(C) agreement to determine whether a sentence pursuant to such a plea is "based on" the Guidelines — to be incompatible with its own because the concurring opinion offers an analytically distinct rationale to justify its approach. Indeed, eight of the nine Justices rejected the framework of the concurring opinion, with the dissent correctly predicting that it would "foster[] confusion in a area in need of clarity," 131 S.Ct. at 2704 (Roberts, C.J., joined by Scalia, Thomas, and Alito, J.J., dissenting), because it initially examined what the district court judge did but then "suddenly" shifted its focus to the parties' intent, id. at 2702. Thus the dissent "agree[d] with the plurality that the approach of the concurrence... is arbitrary and unworkable." Id. at 2700-01.
We have previously noted that other courts of appeals have held that the concurring opinion in Freeman, as the narrower interpretation of "based on," is the holding of the Court. See Duvall, 705 F.3d 479; supra n. 1. But these courts, like the government here, see Appellee's Br. at 21, appear not to have considered circumstances where § 3582(c)(2) relief would be available under the concurring opinion but not the plurality opinion. Epps, referencing acknowledgment of this possibility by the plurality in Freeman, 131 S.Ct. at 2694, offers examples where the concurring opinion is not a subset of the plurality opinion. See Reply Br. at 8-10
In sum, while five Justices in Freeman agreed that the district court is not categorically barred from reducing a sentence under § 3582(c)(2) in Rule 11(c)(1)(C) cases, the concurring opinion is not controlling in this circuit and the question for the court, upon independent analysis of the statute, is when a sentence is "based on a sentencing range that has subsequently been lowered by the Sentencing Commission." We consider, then, which, if any, of the rationales in Freeman is persuasive. Cf. King, 950 F.2d at 784. In so doing, we are bound only by the result in Freeman, namely that § 3582(c)(2) relief is not invariably barred when a sentence was imposed pursuant to a Rule 11(c)(1)(C) plea agreement. See id. (referencing Nat'l Mut. Ins. Co. v. Tidewater Transfer Co., 337 U.S. 582, 655, 69 S.Ct. 1173, 93 L.Ed. 1556 (1949) (Frankfurter, J., dissenting)).
Whether Epps is eligible for a § 3582(c)(2) reduction of his sentence is a question of law, which this court reviews de novo. See United States v. Cook, 594 F.3d 883, 886 (D.C.Cir.2010). We conclude that the Freeman plurality's interpretation, looking to the Sentencing Reform Act, Rule 11(c)(1)(C), and applicable Guidelines policies, is more persuasive than that of the concurring opinion. The Sentencing Reform Act, which seeks through Guidelines to frame the district court sentencing discretion, requires, even under the advisory Guidelines sentencing scheme, that the district court begin by calculating the defendant's sentence under the Guidelines. See Gall, 552 U.S. at 50-51, 128 S.Ct. 586. In light of the Act, Rule 11(c)(1)(C)'s requirement for court approval, and the instructions in applicable Guidelines policy statements, the plurality in Freeman interpreted § 3582(c)(2) to mean that the focus, even when there is a Rule 11(c)(1)(C) plea agreement, ought to be on the reasons given by the district court for accepting the sentence that it ultimately imposed, not on the parties' agreement. Freeman, 131 S.Ct. at 2694 (plurality opinion). A contrary focus on the parties' intentions would contribute to the unwarranted disparity that the Act was designed to reduce. Id. The plurality thus reasonably viewed § 3582(c)(2) as a mechanism for helping to reduce unwarranted sentencing disparities, such as the crack-cocaine range. Id. at 2695; see also
Epps' Rule 11(c)(1)(C) plea agreement repeatedly refers to the Sentencing Guidelines as the basis for determining Epps' sentence. Paragraph 8, for example, states that "the sentence in this case will be imposed in accordance with" the Guidelines. See Plea Agreement ¶ 8 (emphasis added). Although prior to Freeman, this court held that the phrase "accordance with" is ambiguous and insufficient alone to anchor the inference that a sentence was determined by an otherwise-unspecified Guidelines range, see Cook, 594 F.3d at 888, there is further evidence in Epps' case that the Guidelines formed the basis of his sentence. For example, Paragraph 12 recites the parties' agreement, applying the Guidelines, to depart downward from the base level of the offense pursuant to Epps' acceptance of responsibility, id. ¶ 12; see U.S.S.G. § 3E1.1, and the district court, prior to imposing Epps' sentence, recalculated his Guidelines range before granting a downward departure to the 188 months stipulated in the plea agreement. See Tr. Oct. 29, 1999, at 12-14. Additionally, in evaluating Epps' plea agreement, the district court stated that it considered the sentence imposed "sufficient" "in view of the fact that the crack cocaine guidelines are what they are." Id. at 14 (emphasis added). Thus, in departing downward from the Guidelines sentencing range and explaining the basis for its departure, the district court anchored the inference that Epps' sentence, unlike the sentence in Cook, was determined "based on" a specific Guidelines range.
The district court's view that its findings were not determinative of whether Epps' sentence was "based on" the Guidelines, see Epps, 756 F.Supp.2d at 92-93, is persuasively refuted by the Freeman plurality. To the extent Sentencing Guidelines § 1B1.10 Application Note 5 advises that over-serving a sentence is alone insufficient to warrant early termination of supervised release, we recognize that the district court is to consider many factors in ruling on a § 3582(c)(2) motion and note only that over-serving a sentence is a strong factor that, for the reasons explained above, is not necessarily "too speculative" to have a substantial influence on remand. Under the circumstances, upon "full consideration of the issue," Grant, 635 F.3d at 1232, nothing in this court's precedent requires adoption of a different approach. But cf. Berry, 618 F.3d at 46-47 (avoiding question of "when, if ever, a defendant who enters a Rule 11(c)(1)(C) plea agreement is sentenced `based on a sentencing range'"); United States v. Heard, 359 F.3d 544, 548 (D.C.Cir.2004) (dictum). Nor is there evidence that statutory considerations trumped the applicable Guidelines range in forming the basis of Epps' sentence. Compare Cook, 594 F.3d at 883 (defendant ineligible for § 3582(c)(2) reduction because sentence based on statutory mandatory minimum); United States v. Tepper, 616 F.3d 583 (D.C.Cir.2010) (same, because sentence based on career offender status); Berry, 618 F.3d at 13 (same).
To recap: The court has jurisdiction of Epps' appeal notwithstanding his release from incarceration and the commencement of his term of supervised release. His appeal is not moot because applying the amended version of the supervisory release provision would be impermissibly retroactive and, in not applying this
BROWN, Circuit Judge, dissenting:
Having been released from prison, Epps can neither make good on the court's conclusion that he was eligible for a reduction in his sentence under 18 U.S.C. § 3582(c)(2) nor credit any excess prison time served against his term of supervised release, see United States v. Johnson, 529 U.S. 53, 56-58, 120 S.Ct. 1114, 146 L.Ed.2d 39 (2000). Realizing this, the court attempts to evade the mootness doctrine by invoking the collateral effects its holding might have in future discretionary proceedings to reduce Epps's terms of supervised release. Because today's decision fails to offer a "more-than-speculative chance" of affecting Epps's rights in the future, I would dismiss his appeal as moot. Transwestern Pipeline Co. v. FERC, 897 F.2d 570, 575 (D.C.Cir.1990).
A district court's discretion to decide whether to terminate a defendant's supervised release period is broad: if, having considered the sentencing factors listed in 18 U.S.C. § 3553(a), the court "is satisfied that" termination of supervised release "is warranted by the conduct of the defendant released and the interest of justice," then the district court may elect to do so. 18 U.S.C. § 3583(e)(1). But as we previously concluded, "the inability to obtain a reduced sentence on account of the completion of a prison term, though potentially relevant, is only one of many factors guiding the district court's exercise of its discretion under § 3583(e)(1)," rendering a decision here merely advisory. United States v. Bundy, 391 Fed.Appx. 886, 887 (D.C.Cir.2010) (per curiam) (internal citation omitted).
Bundy may not bind us, but that does not mean its reasoning is faulty. The collateral consequences of the court's decision inhabit the realm of the hypothetical: just as a decision in Epps's favor does not guarantee him relief under § 3583(e), neither would a decision reaching the opposite conclusion have foreclosed it. Nor, for that matter, does the court raise any argument Epps cannot make for himself. What we have, then, is an opinion that neither forces a district court to grant Epps a reduction in his supervised release period nor offers him arguments that would otherwise be unavailable to him. At most, the opinion lends Epps's case the clout of a judicial imprimatur — something a law review article or op-ed by a well-respected jurist might similarly accomplish. The court's attempts to sidestep mootness rely not on any precedential effect the opinion might have, but on the mere fact that it endorses Epps's analytical position. Cf. Telecomms. Research & Action Ctr. v. FCC, 917 F.2d 585, 588 (D.C.Cir.1990) (holding, in the administrative law context, that a party may not predicate its Article III standing on the content of an agency's legal reasoning).
By assuming its decision "would necessarily inform the district court's evaluation of a motion for termination or reduction of his term of supervised release," Maj. Op.
Because Epps's release from prison renders ineffectual any relief this Court might provide, his case is moot. See Church of Scientology of Cal. v. United States, 506 U.S. 9, 12, 113 S.Ct. 447, 121 L.Ed.2d 313 (1992). I would therefore dismiss the appeal.
FED.R.CRIM.P. 11(c)(1)(C) (emphasis added).
18 U.S.C. § 3582(c)(2) (emphasis added).
Reply Br. at 8-9. Another example Epps suggests is where:
Id. at 9-10.